What is Phonon?

A particle-like quantum of the lattice vibrations of a crystal. Phonons carry heat and heat capacity in insulators and also cause the scattering of electrons.

Japanese name: フォノン

Phonon appears in 10 practice questions across 4 topics, including Thermal properties of materials, Electronic, magnetic and optical materials, Battery and energy materials.

Field: Thermal properties of materials

Quantizing lattice vibrations

The atoms in a crystal are bound to one another as if joined by springs, and their vibrations can be expressed as a superposition of waves spread through the whole crystal. The energy of each wave is quantized in units of ħω, and a unit of this excitation is called a phonon, just as a photon is the quantum of an electromagnetic wave. There are acoustic phonons, in which neighboring atoms move in the same direction, and optical phonons, in which atoms within the unit cell move in opposite directions. The Debye temperature is a rough measure of the energy of the highest-frequency phonon converted to a temperature, and it is higher for stronger bonds and lighter atoms.

Relation to heat capacity

At high temperatures all vibrations are excited, each atom holds an energy of 3kT, and the molar heat capacity is about 3R (the Dulong–Petit law). As the temperature falls, phonons stop being excited in order from the highest energy, and the heat capacity shrinks. At temperatures well below the Debye temperature, only long-wavelength acoustic phonons are excited, and the heat capacity is proportional to T³. This quantum behavior of the heat capacity, which classical theory could not explain, was the starting point when Einstein and Debye explained the heat capacity of solids.

Heat conduction and phonon scattering

In insulators and semiconductors heat is carried mainly by phonons, and the thermal conductivity is expressed through the heat capacity, the speed of sound and the mean free path, as in κ = (1/3)Cvl. Phonons are scattered by other phonons, point defects and isotopes, dislocations, and grain boundaries and surfaces. At high temperatures umklapp processes between phonons dominate and κ falls roughly as 1/T, while at very low temperatures scattering at surfaces and grain boundaries dominates. Thermoelectric materials deliberately scatter phonons with nanostructures and heavy atoms to lower thermal conductivity, whereas heat-dissipating materials use crystals with little scattering instead.

Try it: questions about Phonon

For silicon (density 2330 kg/m³, specific heat 700 J/(kg·K)), take the room-temperature thermal conductivity as 150 W/(m·K) and the average phonon speed as 6000 m/s. Estimating the phonon mean free path l from κ = (1/3)Cvl, which has the same form as in the kinetic theory of gases (C is the heat capacity per unit volume), which value is closest?

  1. AAbout 15 nm
  2. BAbout 5.1 nm
  3. CAbout 46 nm
Show answer and explanation

Answer: C. About 46 nm

The heat capacity per unit volume is C = ρc = 2330×700 ≈ 1.63×10⁶ J/(m³·K). l = 3κ/(Cv) = 3×150/(1.63×10⁶×6000) ≈ 4.6×10⁻⁸ m, about 46 nm. About 15 nm drops the factor of 1/3 and uses κ/(Cv), and about 5.1 nm applies the 1/3 on the wrong side, giving κ/(3Cv). This estimate is an average that represents all phonons by a single speed and mean free path; in reality, low-frequency phonons with mean free paths of several hundred nm or more also carry much of the heat. For that reason, in silicon thin films and nanowires about 100 nm thick, surface scattering lowers the thermal conductivity well below the bulk value.

FAQ

Is a phonon a real particle?

It is a quantum of the collective vibration of atoms, not a particle that can be taken out on its own, and it is called a quasiparticle. Even so, it carries energy and crystal momentum and collides with and scatters electrons and photons, so treating it as a particle explains many phenomena simply.

Do phonons carry heat in metals too?

They do, but in pure metals the heat carried by conduction electrons is far larger, and the phonon share is usually only part of the total. In alloys and in intermetallic compounds with few electrons, the phonon share can become large.

How are phonons related to electrical resistance?

The main cause of the temperature dependence of the electrical resistance of metals is the scattering of conduction electrons by phonons. As temperature rises, phonons increase and so does scattering, and near room temperature the resistivity increases nearly in proportion to temperature. The fall in semiconductor mobility with temperature has the same cause.

Phonon in the explanations

Questions that mention Phonon (10)

  1. For silicon (density 2330 kg/m³, specific heat 700 J/(kg·K)), take the room-temperature thermal conductivity as 150 W/(m·K) and the average phonon speed as 6000 m/s. Estimating the phonon mean free path l from κ = (1/3)Cvl, which has the same form as in the kinetic theory of gases (C is the heat capacity per unit volume), which value is closest?
  2. Which correctly describes how electrical resistivity changes when the temperature is raised? Assume the semiconductor is in the intrinsic regime.
  3. What is the main reason silicon is hardly ever used as the emitting material in light-emitting diodes?
  4. Which is a correct strategy for increasing the thermoelectric figure of merit ZT?
  5. At temperatures well below the Debye temperature, how does the heat capacity of an insulating crystal (the lattice heat capacity) change with temperature?
  6. Diamond is an electrical insulator, yet its thermal conductivity at room temperature is about 2000 W/(m·K), higher than that of copper (about 400 W/(m·K)). What is the main reason?
  7. The thermal conductivity of pure copper at room temperature is about 400 W/(m·K), but in brass with about 30% zinc in solid solution it drops to about 120 W/(m·K). What is the main reason?
  8. The lattice thermal conductivity of an insulating single crystal decreases roughly in proportion to 1/T as temperature rises, at temperatures comparable to or above the Debye temperature. What is the main reason?
  9. What is the main cause of solids expanding when heated (thermal expansion)?
  10. Which is a correct tendency of the results of standard DFT calculations using LDA or GGA exchange-correlation functionals?

Related terms

Debye temperature Wiedemann–Franz law Indirect-bandgap semiconductor Thermoelectric figure of merit Dulong–Petit law Brass Umklapp process Interatomic potential Density functional theory Molecular dynamics

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